The right resources and experience opens the door to professional fulfillment and a healthier well-being. They also allow you to build a culture that positions others to thrive, encourages pay equality, favors work-life balance, and fosters community so professionals can collaborate and share best practices and solutions.
In November 2020, Kim Spencer, CFP®, CDFA®, founder of Next Step Financial, LLC, joined the Equita Financial Network platform as a Member Firm. Based in Blount County, Tennessee, Next Step Financial
By Beyond AUM This is a term that needs no definition or explanation. Whether we refer to them as the popular acronym “COIs,” as referral
The average woman executive leaves a million dollars on the table over the course of her working life, simply by not knowing how much she is worth or asking for what she deserves. How is this possible?
Investment advisory services offered through Equita Financial Network, Inc. an Investment Adviser with the State of Alabama, the State of California, the State of Georgia, the State of Minnesota, the State of Missouri, the State of Pennsylvania and the State of Tennessee. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.
All written content on this site is for information purposes only. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
Securities investing involves risks, including the potential for loss of principal. There is no guarantee that any investment plan or strategy will be successful.
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Equita wants to help you grow your firm, so we offer business coaching and team development through management consulting firm Qii Consulting. You’ll get access to:
A solid technology infrastructure is crucial to the long-term sustainability of your business, and to the service you provide your clients. We provide the software you need to streamline and grow your business. We also provide the marketing coaching and resources you need to scale your business.
According to the Wall Street Journal, smaller advisors are about 1.5 times more likely to declare bankruptcy in the year following a customer dispute that results in a legal settlement. That’s why errors and omissions (E&O) insurance is so important.
Our comprehensive E&O insurance covers the biggest claim issues in the industry, such as cybersecurity and wire fraud. Protect your business and your employees with our E&O insurance.
We understand the need to support female businesses through funding (financial capital) and skills training (human capital), but at Equita we take it one step further by providing “social capital” in the form of powerful support networks.
The compliance process can be time-consuming; Equita takes this off your plate. Equita provides all ongoing compliance oversight for Member Firms. This includes:
Equita Financial Network, Inc. (“EFN”) is a registered investment adviser offering advisory services in the State of Alabama, the State of California, the State of Georgia, the State of Minnesota, the State of Missouri, the State of Pennsylvania, the State of Tennessee and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by EFN in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. All written content on this site is for information purposes only. Opinions expressed herein are solely those of EFN, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation. Click here for our Privacy Notice.
Privacy Notice
We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account.
Categories of Information We May Collect
In the normal course of business, we may collect the following types of information:
How We Use Your Information That We Collect
Any and all nonpublic personal information that we receive with respect to our clients who are natural persons is not shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic personal information listed above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors and our legal advisor. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons.
Confidentiality and Security
We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein.
